0001274173-20-000109.txt : 20200810
0001274173-20-000109.hdr.sgml : 20200810
20200810141514
ACCESSION NUMBER: 0001274173-20-000109
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20200810
DATE AS OF CHANGE: 20200810
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Rexnord Corp
CENTRAL INDEX KEY: 0001439288
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 205197013
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-87157
FILM NUMBER: 201088778
BUSINESS ADDRESS:
STREET 1: 511 WEST FRESHWATER WAY
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-643-3000
MAIL ADDRESS:
STREET 1: 511 WEST FRESHWATER WAY
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: Rexnord Holdings, Inc
DATE OF NAME CHANGE: 20080707
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: JANUS HENDERSON GROUP PLC
CENTRAL INDEX KEY: 0001274173
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 201 BISHOPSGATE
CITY: LONDON
STATE: X0
ZIP: EC2M 3AE
BUSINESS PHONE: 442078181818
MAIL ADDRESS:
STREET 1: 201 BISHOPSGATE
CITY: LONDON
STATE: X0
ZIP: EC2M 3AE
FORMER COMPANY:
FORMER CONFORMED NAME: HENDERSON GROUP PLC
DATE OF NAME CHANGE: 20050511
FORMER COMPANY:
FORMER CONFORMED NAME: HHG PLC
DATE OF NAME CHANGE: 20031223
SC 13G/A
1
rxn8102020.txt
JANUS HENDERSON GROUP PLC OWNS 9.5% OF REXNORD
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Amendment No.: 4*
Name of Issuer: REXNORD CORPORATION
Title of Class of Securities: Common Stock
CUSIP Number: 76169B102
Date of Event Which Requires Filing of this Statement: 7/31/2020
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed.
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided in
a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
CUSIP No.: 76169B102
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Janus Henderson Group plc
EIN #00-0000000
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
a. ___
b. ___
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Jersey, Channel Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0**
6. SHARED VOTING POWER
11,437,901**
7. SOLE DISPOSITIVE POWER
0**
8. SHARED DISPOSITIVE POWER
11,437,901**
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,437,901**
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
Not applicable
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.5%**
12. TYPE OF REPORTING PERSON
IA, HC
** See Item 4 of this filing
CUSIP No.: 76169B102
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Janus Henderson Enterprise Fund
84-1202943
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
a. ___
b. ___
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Massachusetts
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
0**
6. SHARED VOTING POWER
4,538,839**
7. SOLE DISPOSITIVE POWER
0**
8. SHARED DISPOSITIVE POWER
4,538,839**
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,538,839**
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES
Not applicable
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.8%**
12. TYPE OF REPORTING PERSON
IV
** See Item 4 of this filing
Item 1.
(a). Name of Issuer: REXNORD CORPORATION ("Rexnord")
(b). Address of Issuer's Principal Executive Offices:
511 West Freshwater Way
Milwaukee, WI 53204
Item 2.
(a).-(c). Name, Principal Business Address, and Citizenship of
Persons
Filing:
(1) Janus Henderson Group plc
201 Bishopsgate
EC2M 3AE, United Kingdom
Citizenship: Jersey, Channel Islands
(2) Janus Henderson Enterprise Fund
151 Detroit Street
Denver, Colorado 80206
Citizenship: Massachusetts
(d). Title of Class of Securities: Common Stock
(e). CUSIP Number: 76169B102
Item 3.
This statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) and the
person filing, Janus Henderson Group plc ("Janus Henderson"), is a
parent holding company/control person in accordance with Section
240.13d-1(b)(ii)(G). See Item 4 for additional information.
Janus Henderson Enterprise Fund is an Investment Company registered
under Section 8 of the Investment Company Act of 1940.
Item 4. Ownership
The information in items 1 and 5 through 11 on the cover page(s) on
Schedule 13G is hereby incorporated by reference.
Janus Henderson has an indirect 97% ownership stake in Intech
Investment Management LLC ("Intech") and a 100% ownership stake in
Janus Capital Management LLC ("JCM"), Perkins Investment Management
LLC ("Perkins"), Henderson Global Investors Limited ("HGIL") and
Janus Henderson Investors Australia Institutional Funds Management
Limited ("JHIAIFML"), (each an "Asset Manager" and collectively as
the "Asset Managers"). Due to the above ownership structure, holdings
for the Asset Managers are aggregated for purposes of this filing.
Each Asset Manager is an investment adviser registered or authorized
in its relevant jurisdiction and each furnishing investment advice to
various fund, individual and/or institutional clients (collectively
referred to herein as "Managed Portfolios").
As a result of its role as investment adviser or sub-adviser to the
Managed Portfolios, JCM may be deemed to be the beneficial owner of
11,437,901 shares or 9.5% of the shares outstanding of Rexnord Common
Stock held by such Managed Portfolios. However, JCM does not have the
right to receive any dividends from, or the proceeds from the sale
of, the securities held in the Managed Portfolios and disclaims any
ownership associated with such rights.
Janus Henderson Enterprise Fund is an investment company registered
under the Investment Company Act of 1940 and is one of the Managed
Portfolios to which JCM provides investment advice.
Item 5. Ownership of Five Percent or Less of a Class
This statement is being filed to report the fact that Janus Henderson
Enterprise Fund has ceased to be the beneficial owner of more than
five percent of the class of securities.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
The Managed Portfolios, set forth in Item 4 above, have the right to
receive all dividends from, and the proceeds from the sale of, the
securities held in their respective accounts.
The interest of any one person does not exceed 5% of the class of
securities.
These shares were acquired in the ordinary course of business, and
not with the purpose of changing or influencing control of the Issuer.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding Company
Intech, JCM, Perkins, HGIL and JHIAIFML are indirect subsidiaries of
Janus Henderson and are registered investment advisers furnishing
investment advice to Managed Portfolios.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired in the
ordinary course of business and were not acquired for the purpose of
and do not have the effect of changing or influencing the control of
the issuer of such securities and were not acquired in connection
with or as a participant in any transaction having such purposes or
effect.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
JANUS HENDERSON GROUP PLC
By /s/ Kristin Mariani
Kristin Mariani, Global Head of Investment Compliance
Date 8/10/2020
JANUS HENDERSON ENTERPRISE FUND
By /s/ Susan K. Wold
Susan K. Wold, Chief Compliance Officer
Date 8/10/2020
EXHIBIT A
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities Exchange Act of
1934, the persons named below agree to the joint filing on behalf of
each of them of a Statement on Schedule 13G (including amendments
thereto) with respect to the Common Stock of REXNORD CORPORATION and
further agree that this Joint Filing Agreement be included as an
Exhibit to such joint filings. In evidence thereof, the undersigned
hereby execute this Agreement as of the 10th day of August, 2020.
JANUS HENDERSON GROUP PLC
By /s/ Kristin Mariani
Kristin Mariani, Global Head of Investment Compliance
JANUS HENDERSON ENTERPRISE FUND
By /s/ Susan K. Wold
Susan K. Wold, Chief Compliance Officer